Kevin T. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Thomas Kelly was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1983. Kevin had worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2016 - December 20, 2016
FINANCIAL FOCUS, INC.
January 14, 2013 - June 17, 2014
KEYBANC CAPITAL MARKETS INC.
October 12, 2011 - January 9, 2013
RAYMOND JAMES & ASSOCIATES, INC.
May 22, 2002 - October 4, 2011
FHN FINANCIAL SECURITIES CORP.
August 26, 1988 - December 14, 1990
CM&M FUTURES INC.
August 25, 1987 - May 23, 2002
HSBC SECURITIES (USA) INC.
June 22, 1983 - May 24, 1985
KENNEY & BRANISEL MUNICIPALS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 8/22/1986
Interest Rate Options ExaminationCurrent Firm
FINANCIAL FOCUS, INC.
CRD#: 117327 / SEC#: 801-61013
Contact information
Red Flags
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