P R. Zitelman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
P Richard Zitelman, who also goes by Rick Zitelman, was a registered financial professional .
P is a previously registered financial professional and started their career in finance in 1983. P had worked at 3 firms and has passed the Series 63, SIE, Series 99, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 1988 - July 5, 2017
GLOBAL SILICON VALLEY SECURITIES LLC
November 27, 1985 - May 13, 1988
U.S.A. INVESTORS CORPORATION
July 8, 1983 - December 16, 1985
JEFFERSON SECURITIES,LTD.
State Registrations and Notice Filings
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Exams
Current Firm
GLOBAL SILICON VALLEY SECURITIES LLC
CRD#: 22882 / SEC#: , 8-40028
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RICHARDSON, ERIC DANIEL | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | 3182616 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
