Edward Louis Shobe, CFP | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edward Louis Shobe, CFP®, who also goes by Ed Shobe, was a registered financial professional .

Edward is a previously registered financial professional and started their career in finance in 1983. Edward had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Ed Shobe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.OTHER BUSINESS:FIXED INSURANCE WITH VARIOUS COMPANIES;INV REL:YES;ADDRESS:REG LOCATION;NATURE:FIXED INSURANCE;START:06/1964;HRS PER WEE2;TRADING HRS: 2;TITLE: INSURANCE AGENT;DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES & LONG-TERM CARE; 2. OTHER BUSINESS: CWM, LLC DBA CARSOPARTNERS - CRD # 155344;INV REL:YES;ADDRESS: REG LOCATION; NATURE: SEC REG INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT,FINANCIAL PLANNING, ESTATE PLANNING, & ADDITIONAL ADVISORY SERVICES;START: 03/2023;TITLE: WEALTH ADVISOR;HRS PER WEEK: 40;TRADING HRS: 32;DUTADVISORY SERVICES; 3. OTHER BUSINESS: ONE OAK SQUARE;INV REL: NO;ADDRESS: REGLOCATION;NATURE: PROPERTY OWNER ASSOCIATION;START: 02/1999;TITLE: SECRETARY & TREASURER;HRS PER WEEK: 2;TRADING HRS: 2;DUTIES: OVERSEES THEOPERATIONS, COMMUNICATIONS & FINANCES OF THE ASSOCIATION; 4. OTHER BUSINESS: SHOBE REALTY INVESTMENTS, LLC;INV REL: NO;ADDRESS: REGLOCATION;NATURE: PROPERTY MANAGEMENT;START: 07/1998;TITLE: MANAGING MEMBER;HRS PER WEEK: 2;TRADING HRS: 2;DUTIES: MANAGEMENT OF PROPERDAY-TO-DAY OPERATIONS; 5. OTHER BUSINESS: OHANA INVESTMENTS, LLC;INV REL: NO;ADDRESS: 13661 PERDIDO KEY DRIVE #1801, PENSACOLA, FL 32507;NATUCONDO RENTAL;START: 06/2003;TITLE: MANAGING MEMBER;HRS PER WEEK: LESS THAN 1;TRADING HRS: LESS THAN 1;DUTIES: COMPANY WAS SET UP TO RENT OA CONDO; 6. OTHER BUSINESS: OHANA II INVESTMENTS;INV REL: NO;ADDRESS: 8280 YMCA PLAZA DR BUILDING #6, BATON ROUGE, LA 70810;NATURE: PROPERTYMANAGEMENT;START: 04/2007;TITLE: OWNER;HRS PER WEEK: LESS THAN 1;TRADING HRS: LESS THAN 1;DUTIES: OVERSEE MANAGEMENT OF PROPERTY ;7. OTHERBUSINESS: CWM, LLC DBA CARSON WEALTH-THE SHOBE FINANCIAL GROUP;INV REL: YES;ADDRESS: REG LOCATION;NATURE: FINANCIAL SERVICES DBA;START:03/2023;TITLE: WEALTH ADVISOR HRS PER WEEK: 40;TRADING HOURS: 32;DUTIES: ADVISORY SERVICES, DAY-TO-DAY OPERATIONS, COACHING, MENTORING; 8.OTHER BUSINESS: CRIM-TOP, LLC;INV REL: NO; ADDRESS: REG LOCATION;NATURE: INVEST IN START-UP COMPANIES THAT ENCOURAGE ENTREPRENEURSHIP;STAR09/2014;TITLE: PARTNER;HRS PER WEEK: NONE;TRADING HRS: NONE;DUTIES: INVEST IN START-UP COMPANIES THAT ENCOURAGE ENTREPRENEURSHIP; 9. OTHERBUSINESS: FINANCIAL BENEFITS, INC.;INV REL: NO;ADDRESS: REG LOCATION;NATURE: OPERATIONAL BUSINESS FOR THE SHOBE FINANCIAL GROUP, RENTS OFFICSPACE, LEASES EQUIPMENT; START: 11/1998;TITLE: OFFICER-CEO;HRS PER WEEK: 10;TRADING HRS: 10;DUTIES: OVERALL MANAGEMENT OF COMPANY; 10. OTHERBUSINESS: SHOBE INVESTMENT SECURITIES, INC.;INV REL: NO;ADDRESS: REG LOCATION;NATURE OF BUSINESS: CREATED TO BECOME AN INDEPENDENT INVESTMENT ADVISOR;START DATE: 06/1987;POSITION/TITLE/RELATIONSHIP: OWNER - CEO APX NUMBER OF HOURS PER WEEK: NONE;APX NUMBER OF HOURSDURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: I CREATED THIS COMPANY IN 1987 TO BECOME AN INDEPENDENT INVESTMENT ADVISOR. TODATE, IT HAS HAD NO ACTIVITY; 11. OTHER BUSINESS: SHOBE MANAGEMENT COMPANY;INV REL: NO;ADDRESS: REG LOCATION;NATURE: BUSINESS CONSULTING -PROVIDING CONSULTING ON BENEFITS, STAFF, ETC. (EXCLUDING SECURITIES);START: 09/2018;TITLE: MANAGING MEMBER;HRS PER WEEK: 1;TRADING HRS: 1;DUTOVERSEE OPERATIONS OF COMPANIES; 12. OTHER BUSINESS: OHANA INVESTMENT GROUP, LLC;INV REL: NO;ADDRESS: REG LOCATION;NATURE: INVESTMENTOPPORTUNITIES- COMPLETELY PASSIVE START: 06/2011;TITLE: MANAGING MEMBER;HRS PER WEEK: NONE;TRADING HRS: NONE;DUTIES: MAINTAIN BOOKS &OVERSEE TAX RETURN; 13. OTHER BUSINESS: CWM, , LLC DBA CARSON GROUP HOLDINGS;INV REL: Yes;ADDRESS: REG LOCATION;NATURE: DBA FOR FINANCIALSERVICES; SERVICES START: 03/2023;TITLE: WEALTH ADVISOR;HRS PER WEEK: 40;TRADING HRS: 32;DUTIES: ADVISORY SERVICES, MENTOR & COACH STAFF 14. NAME OF OTHER BUSINESS: OHANA & ASSOCIATES, INC. ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY ; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: CEO; APX # OF HRS PER WK: 2; APX # OF HRS DURING TRADING HRS: 2; DUTIES: HOLDING COMPANY;

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1982

Experience

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

General Securities Principal Examination

Current Firm

CL

CWM, LLC

CRD#: 155344 / SEC#: 801-72037

RIA

Registered Investment Advisory firm - (1/3/2011 Approved)

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Contact information

Main Address

14600 Branch St., Omaha, NE 68154

Mailing Address

Phone number

(402) 330-0808

Established

Firm type

Fiscal year end

# of Employees

1,314

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CWM, LLC ADV PART 2A (7/9/2025)

CWM, LLC APPENDIX WRAP PROGRAM (5/8/2025)

Regulatory assets under management

Total Number of Accounts	124,944
AUM (Assets Under Management)	$ 33,775,526,748

Red Flags

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Advisor Monitoring

Firm Stability Insights

Edward L. Shobe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

OSAIC WEALTH, INC.

KEOGLER, MORGAN & COMPANY, INC.

THE SHOBE FINANCIAL GROUP

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

CWM, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/9/1983

SIE

Date: 10/1/2018

Series 7

Date: 5/21/1983

Series 51

Date: 4/9/2003

Series 24

Date: 8/9/1983

Current Firm

CWM, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CWM, LLC

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