Gregory J. Simonds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory John Simonds was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1983. Gregory had worked at 4 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 1990 - July 2, 1991
PRIVATE INVESTORS CARTEL, LTD.
February 7, 1986 - March 4, 1991
FIRST EAGLE, INC.
October 31, 1984 - January 22, 1986
ENGLER-BUDD & COMPANY INC.
May 26, 1983 - November 21, 1984
VANTAGE SECURITIES OF COLORADO, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PRIVATE INVESTORS CARTEL, LTD.
CRD#: 17690 / SEC#: , 8-35746
Contact information
Documents
Red Flags
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