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Darryl E. Smith

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CRD#: 1134633
DS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Darryl Eugene Smith was a registered financial professional .

Darryl is a previously registered financial professional and started their career in finance in 1983. Darryl had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 17, 2010 - May 15, 2013

COLONY PARK FINANCIAL SERVICES LLC.

RIA
CRD#: 41534
JOHNS CREEK, GA
Past

January 28, 2010 - May 15, 2013

COLONY PARK FINANCIAL SERVICES LLC.

BD
CRD#: 41534
GREENVILLE, SC
Past

October 18, 2007 - July 23, 2009

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
ATLANTA, GA
Past

March 3, 1986 - July 23, 2009

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
ATLANTA, GA
Past

June 22, 1983 - March 6, 1986

MARION BASS SECURITIES CORPORATION

BD
CRD#: 7961

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/28/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/15/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/18/1983
General Securities Representative Examination

Current Firm

CP
COLONY PARK FINANCIAL SERVICES LLC.
BOON CAPITAL ADVISORS | WMS FINANCIAL PLANNERS INC | THE SHERER GROUP | TELLURIDE WEALTH MANAGEMENT | SPECIALIZED WEALTH MANAGEMENT | SANDLAPPER WEALTH MANAGEMENT, LLC | PLUSPOINT ADVISORS | LKB FINANCIAL, L.L.C. | KKIM FINANCIAL | KALA ADVISORS, LLC | IREXA FINANCIAL SERVICES/ WEALTH STRATEGIES | INVESTORS COACH | INNOVATIVE INVESTMENT MANAGEMENT | HYPERION WEALTH MANAGEMENT, LLC | HYDE PARK WEALTH MANAGEMENT | GREENE DIRECTIONS LLC | GCA SECURITIES, L.L.C. | COLONY PARK FINANCIAL SERVICES LLC. | COLONY PARK FINANCIAL SERVICES LLC | CAROLINA FINANCIAL | BUFFALO TRACE FINANCIAL GROUP | BRIDGE VALLEY FINANCIAL

CRD#: 41534 / SEC#: 801-79219, 8-49478

BD
Terminated by SEC on 01/09/2015
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Contact information

Main Address
406 N. Pleasantburg Dr, Greenville, SC 29607
Mailing Address
Phone number
Established
Georgia since 06/27/1996
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
SANDLAPPER WEALTH MANAGEMENT, LLCOWNER164443
JORDAN, BJORNCCO, COO4366435
REINSTEIN, MARK EDWINPRESIDENT, CFO, FINOP1486887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COLONY PARK FINANCIAL SERVICES LLC.

CRD#: 41534

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