Edward L. Daingerfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Leonard Daingerfield, who also goes by Ed L Daingerfield, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1983. Edward had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2012 - July 3, 2014
CFG CAPITAL MARKETS, LLC
July 21, 2009 - September 4, 2012
SANDLER, O'NEILL & PARTNERS, L.P.
June 5, 2001 - July 1, 2009
MOUNTAINVIEW SECURITIES, LLC
March 21, 2000 - June 6, 2001
NOMURA SECURITIES INTERNATIONAL, INC.
February 25, 1997 - March 21, 2000
PERSHING LLC
July 29, 1992 - February 28, 1997
J.P. MORGAN SECURITIES LLC
April 15, 1986 - July 31, 1992
CITIGROUP GLOBAL MARKETS INC.
March 22, 1985 - February 28, 1986
L. F. ROTHSCHILD & CO. INCORPORATED
November 16, 1983 - April 16, 1985
J.J. KENNY DRAKE, INC.
May 25, 1983 - November 15, 1983
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
CFG CAPITAL MARKETS, LLC
CRD#: 39468 / SEC#: , 8-48726
Contact information
Documents
Red Flags
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