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ED

Edward Leonard Daingerfield

CRD# 1134548·Registered 1983 - 2014
Previously Registered: Being a previously registered professional could mean that Edward is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Edward Leonard Daingerfield, who also goes by Ed L Daingerfield, was a registered financial advisor. Edward was a previously registered financial professional and started their career in finance 1983 - 2014. Edward had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ed L Daingerfield

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

CFG CAPITAL MARKETS, LLC·CRD# 39468
BD
Baltimore, MD
September 25, 2012 - July 3, 2014
SANDLER, O'NEILL & PARTNERS, L.P.·CRD# 23328
BD
New York, NY
July 21, 2009 - September 4, 2012
MOUNTAINVIEW SECURITIES, LLC·CRD# 7882
BD
New York, NY
June 5, 2001 - July 1, 2009
NOMURA SECURITIES INTERNATIONAL, INC.·CRD# 4297
BD
New York, NY
March 21, 2000 - June 6, 2001
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
February 25, 1997 - March 21, 2000
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
July 29, 1992 - February 28, 1997
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
April 15, 1986 - July 31, 1992
L. F. ROTHSCHILD & CO. INCORPORATED·CRD# 501
BD
March 22, 1985 - February 28, 1986
J.J. KENNY DRAKE, INC.·CRD# 7118
BD
November 16, 1983 - April 16, 1985
L. F. ROTHSCHILD & CO. INCORPORATED·CRD# 501
BD
May 25, 1983 - November 15, 1983

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Current Firm

CC
CFG CAPITAL MARKETS, LLC

CFG CAPITAL MARKETS, LLC | IPEX, LLC | INTELLECTUAL CAPITAL SECURITIES, LLC | INCAP SECURITIES, LLC | HAVENWOOD CAPITAL MARKETS, LLC

CRD#: 39468 / SEC#: 8-48726
BD
Terminated by SEC on 09/30/2019

Contact Information

Established

Connecticut since 09/06/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL FUNDING GROUP, INC.SOLE OWNER—
MCCABE, EDWARD ANTHONYCCO/FINOP1252538
RAST, KEVIN PAULEXECUTIVE MANAGING DIRECTOR, CEO,1350998

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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