Thomas E. Wilson
Professional summary
Thomas Earl Wilson, who also goes by Tom Wilson, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Austin, Texas and KESTRA INVESTMENT SERVICES, LLC located in Green Valley,, Arizona.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Thomas has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Earl Wilson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735October 3, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
September 1, 2023 - October 6, 2023
OSAIC WEALTH, INC.
September 1, 2023 - October 6, 2023
OSAIC WEALTH, INC.
March 28, 2017 - September 1, 2023
OSAIC SERVICES, INC.
March 28, 2017 - September 1, 2023
OSAIC SERVICES, INC.
January 3, 2011 - March 28, 2017
VOYA FINANCIAL ADVISORS, INC.
January 3, 2011 - March 28, 2017
VOYA FINANCIAL ADVISORS, INC.
February 25, 2003 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
October 15, 1993 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
April 28, 1993 - October 15, 1993
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.
June 12, 1990 - November 5, 1991
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.
February 28, 1985 - June 6, 1985
BREWER SMITH SECURITIES CO.
November 15, 1983 - December 26, 1984
BOARDWALK CAPITAL CORPORATION
June 19, 1983 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2023)
(10/16/2023)
(10/3/2023)
(10/3/2023)
(10/3/2023)
(10/3/2023)
(10/3/2023)
(10/3/2023)
(10/3/2023)
(10/3/2023)
Exams
Series 2
Date: 9/15/1980
Non-Member General Securities ExaminationFINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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