Jeffrey L. Gould
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Lewis Gould was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1983. Jeffrey had worked at 8 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2015 - July 12, 2021
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
August 11, 2009 - October 24, 2014
LAZARD ASSET MANAGEMENT SECURITIES LLC
December 12, 2007 - September 22, 2008
CITIGROUP GLOBAL MARKETS INC.
September 12, 2005 - February 22, 2007
RENAISSANCE INSTITUTIONAL MANAGEMENT LLC
April 8, 2005 - September 22, 2005
NOVA FUND L.P.
October 31, 2000 - April 4, 2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
January 15, 1987 - July 17, 1987
EULAV SECURITIES, INC.
May 22, 1984 - March 6, 1985
NUVEEN SECURITIES, LLC
June 22, 1983 - April 9, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
CRD#: 7325 / SEC#: , 8-1369
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
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