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Robert Francis Tassinari Jr

CRD# 1134347·Registered 1983 - 2001
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Francis Tassinari JR, who also goes by Bobby Tassinari Jr, Robert Francis Tassinari, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1983 - 2001. Robert had worked at 8 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bobby Tassinari Jr, Robert Francis Tassinari

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

Past

TASIN & COMPANY, INC.Past·CRD# 30709
BD
Hauppauge, NY
February 25, 1994 - September 5, 2001
BROOKS WEINGER ROBBINS & LEEDS INC.Past·CRD# 14156
BD
August 28, 1985 - March 9, 1988
ROONEY, PACE INC.Past·CRD# 6218
BD
June 19, 1985 - August 28, 1985
BROOKS WEINGER ROBBINS & LEEDS INC.Past·CRD# 14156
BD
July 11, 1984 - June 13, 1985
BARRON, MARSHALL & KAMEN CO., INC.Past·CRD# 2390
BD
June 7, 1984 - July 25, 1984
VANDERBILT SECURITIES, INC.Past·CRD# 14280
BD
March 6, 1984 - April 23, 1984
SOUTHEAST SECURITIES OF FLORIDA, INC.Past·CRD# 5359
BD
November 3, 1983 - February 2, 1984
WALTER CAPITAL CORPORATIONPast·CRD# 13455
BD
October 14, 1983 - November 17, 1983
BROOKS, HAMBURGER, SATNICK, INC.Past·CRD# 7886
BD
August 25, 1983 - October 13, 1983

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Current Firm

T&
TASIN & COMPANY, INC.

TASIN & COMPANY, INC.

CRD#: 30709 / SEC#: 8-45103
BD
Cancelled by SEC on 10/04/2006

Contact Information

Established

New York since 07/23/1992

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
SAPIENZA, SALVATORE JOSEPHPRESIDENT—
SAPIENZA, SALVATORE JOSEPHFINOP—
GRAY, PETER SAMUELSHAREHOLDER—
WEBSTER, JAMES CHARLESSHAREHOLDER—
INGOLIA, BENJAMIN BENEDICTSHAREHOLDER—
ROBERT FRANCIS TASSINARIDIRECTOR CORP. FIN.—

Disclosures

Regulatory Event

9

Arbitration

15

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1993About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2000

Series 7 — General Securities Representative Examination

Passed Sep 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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