William M. Ciosek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Michael Ciosek was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 2 firms and has passed the Series 63, Series 7, Series 52, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 1987 - December 24, 1987
CAPITAL EXPANSION GROUP, INC.
May 3, 1985 - December 24, 1987
CAPITAL EXPANSION GROUP, INC.
May 23, 1983 - January 14, 1985
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL EXPANSION GROUP, INC.
CRD#: 16067 / SEC#: , 8-33269
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
