Gabriel Kairouz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gabriel Kairouz, who also goes by Gaby M Kairouz, Gaby Kairouz, was a registered financial professional .
Gabriel is a previously registered financial professional and started their career in finance in 1983. Gabriel had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2005 - November 2, 2005
BIRKELBACH INVESTMENT SECURITIES, INC.
November 20, 2002 - December 5, 2003
ADVANCED EQUITIES, INC.
April 26, 2002 - December 17, 2002
CHICAGO INVESTMENT GROUP, LLC
July 23, 2001 - May 8, 2002
GUNNALLEN FINANCIAL, INC
November 12, 1998 - August 16, 2001
ACCESS FINANCIAL GROUP, INC.
December 3, 1996 - October 14, 1998
JOHN DAWSON & ASSOCIATES, INC.
November 24, 1992 - August 8, 1996
WELLS FARGO CLEARING SERVICES, LLC
April 25, 1990 - November 17, 1992
J.P. MORGAN SECURITIES LLC
April 29, 1987 - August 24, 1987
THOMSON MCKINNON SECURITIES INC.
January 2, 1986 - March 18, 1987
PRUDENTIAL EQUITY GROUP, LLC
June 7, 1983 - February 6, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BIRKELBACH INVESTMENT SECURITIES, INC.
CRD#: 11490 / SEC#: , 8-22772
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARL MAX BIRKELBACH TRUST, | TRUST IS OWNER/SHAREHOLDER OF BD | |
| ZUREK, JAMES T | CCO-TEXAS/ROP | 824892 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
