Andrew J. Torgove
Professional summary
Andrew Jay Torgove, who also goes by Torgove, is a registered financial professional currently at LAZARD FRERES & CO. LLC located in Minneapolis, Minnesota.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1998. Andrew has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Jay Torgove's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2022 - Present
LAZARD FRERES & CO. LLC
Office #1: 80 South 8th Street Suite 2700, Minneapolis, MN 55402June 19, 2008 - January 13, 2023
LAZARD MIDDLE MARKET LLC
December 10, 2007 - July 23, 2008
LAZARD FRERES & CO. LLC
December 5, 2006 - July 23, 2008
GOLDSMITH, AGIO, HELMS SECURITIES, INC.
February 10, 2006 - August 9, 2006
SSG CAPITAL ADVISORS, L.P.
March 20, 1998 - March 1, 2004
HOULIHAN LOKEY CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LAZARD FRERES & CO. LLC
CRD#: 2528 / SEC#: , 8-2595
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 14 |
| Civil Event | 2 |
Red Flags
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