Donald Lee Smith
Professional Summary
Donald Lee Smith is a registered financial advisor currently at PROVIDENT WEALTH MANAGEMENT INC located in Erie, Pennsylvania. Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Donald has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO, SIE, Series 7, Series 3, Series 14, Series 24, Series 28, Series 51 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
PROVIDENT PRIVATE CAPITAL PARTNERS, INC. | PROVIDENT WEALTH MANAGEMENT INC | PROVIDENT PRIVATE ESTATE MANAGEMENT, INC.
Contact Information
Main Address
3527 West 26th Street, Erie, PA 16506Phone Number
(814) 455-7523# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
118AUM (Assets Under Management)
$25,744,055Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(1/7/1992)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Oct 2022About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Donald Lee Smith's CRS (Customer Relationship Summary).
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