Andrew E. Hochberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Elliot Hochberg, who also goes by Andy Hochberg, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1983. Andrew had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2005 - December 31, 2012
OHANESIAN / LECOURS, INC.
November 4, 1994 - December 31, 2012
OHANESIAN / LECOURS, INC.
August 5, 1991 - November 14, 1994
INVESTACORP, INC.
August 21, 1987 - April 5, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 21, 1987 - April 5, 1990
EQUITABLE ADVISORS, LLC
May 31, 1983 - July 27, 1987
INMARK SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OHANESIAN / LECOURS, INC.
CRD#: 23757 / SEC#: 801-57016, 8-40729
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LECOURS, RONALD GERARD | VICE PRESIDENT, SECRETARY | 1109578 |
| OHANESIAN, RICHARD | PRESIDENT, TREASURER | 844545 |
| BACKES, CLIFFORD BURTON | SHAREHOLDER | 1295299 |
| HART, SANDRA LEE | VICE PRESIDENT | 1412984 |
| JARVIS, CLIFFORD WILLIAM JR | SHAREHOLDER | 1177496 |
| RIZZIO, KENNETH ANTHONY | SHAREHOLDER | 1173625 |
| NICHOLSON, WILLIAM JOHN | CHIEF COMPLIANCE OFFICER, REGISTERED OPTIONS PRINCIPAL, FINANCIAL OPERATIONS PRINCIPAL | 2632348 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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