Thomas R. Allison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Roy Allison, CFP® was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1983. Thomas had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1988
Experience
July 18, 2002 - November 3, 2021
ALLISON SPIELMAN ADVISORS, LLC
January 30, 2001 - September 23, 2003
SENTRA SECURITIES CORPORATION
September 7, 2000 - January 31, 2001
SECURITIES SERVICE NETWORK, LLC
April 18, 1988 - September 6, 2000
SENTRA SECURITIES CORPORATION
July 5, 1985 - March 22, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
June 21, 1983 - June 7, 1984
EQUITEC SECURITIES COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
ALLISON SPIELMAN ADVISORS, LLC
CRD#: 116387 / SEC#: 801-60788
Contact information
Red Flags
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