Dwight D. Jacobsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dwight Donald Jacobsen was a registered financial professional .
Dwight is a previously registered financial professional and started their career in finance in 1983. Dwight had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2013 - January 28, 2022
LAZARD ASSET MANAGEMENT SECURITIES LLC
June 27, 2008 - February 26, 2013
BNY MELLON SECURITIES CORPORATION
June 26, 2008 - February 26, 2013
BNY MELLON SECURITIES CORPORATION
April 20, 2006 - January 14, 2008
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
April 10, 2006 - April 20, 2006
AMUNDI ASSET MANAGEMENT US, INC.
April 6, 2006 - January 14, 2008
AMUNDI DISTRIBUTOR US, INC.
March 27, 2003 - April 7, 2006
DWS INVESTMENT MANAGEMENT AMERICAS, INC.
November 13, 2002 - April 7, 2006
DWS DISTRIBUTORS, INC.
June 1, 1992 - May 20, 2002
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
May 26, 1983 - July 15, 1992
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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