Michael A. Frascino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Frascino was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 12 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2016 - June 3, 2016
STATE FARM VP MANAGEMENT CORP.
January 30, 2014 - February 23, 2016
MML INVESTORS SERVICES, LLC
January 26, 2012 - October 28, 2013
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
April 8, 2009 - July 1, 2011
MSI FINANCIAL SERVICES, INC.
December 18, 2006 - March 12, 2009
NEW ENGLAND SECURITIES
September 23, 2005 - December 5, 2006
METROPOLITAN LIFE INSURANCE COMPANY
September 23, 2005 - December 5, 2006
MSI FINANCIAL SERVICES, INC.
January 2, 2004 - September 20, 2005
ALLSTATE FINANCIAL SERVICES, LLC
February 4, 2003 - December 19, 2003
PRUCO SECURITIES, LLC.
April 29, 2002 - October 3, 2002
RYAN BECK & CO.
February 8, 1999 - May 14, 2002
GRUNTAL & CO., L.L.C.
January 29, 1998 - January 29, 1999
CHASE INVESTMENT SERVICES CORP.
October 12, 1995 - January 20, 1998
GUARDIAN INVESTOR SERVICES LLC
August 30, 1983 - July 27, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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