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Craig R. Kingsley

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CRD#: 1133682
CK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Craig Robert Kingsley was a registered financial professional .

Craig is a previously registered financial professional and started their career in finance in 1983. Craig had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 18, 2014 - April 4, 2017

LONGBOW SECURITIES, LLC

BD
CRD#: 135738
NEW YORK, NY
Past

September 27, 2011 - August 13, 2012

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

August 26, 2004 - August 10, 2010

SOLEIL SECURITIES CORPORATION

BD
CRD#: 124737
NEW YORK, NY
Past

October 19, 1994 - November 6, 2003

NEUBERGER BERMAN BD LLC

BD
CRD#: 2908
NEW YORK, NY
Past

January 5, 1989 - September 7, 1994

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

October 14, 1986 - April 12, 1989

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Past

March 2, 1984 - September 26, 1985

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

June 22, 1983 - March 5, 1984

FIRST JERSEY SECURITIES, INC.

BD
CRD#: 6621

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/12/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/4/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/18/1983
General Securities Representative Examination

Current Firm

LS
LONGBOW SECURITIES, LLC
LONGBOW SECURITIES, LLC

CRD#: 135738 / SEC#: , 8-66950

BD
Terminated by SEC on 02/13/2022
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Contact information

Main Address
Mailing Address
Phone number
Established
Ohio since 03/24/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
LONGBOW RESEARCH, LLCOWNER
MACGREGOR, DAVID SUTHERLANDPRESIDENT/DIRECTOR OF RESEARCH/CHIEF COMPLIANCE OFFICER/FINOP2685554

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LONGBOW SECURITIES, LLC

CRD#: 135738

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