Frank C. Maggiorotto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Charles Maggiorotto JR, CFP®, who also goes by Charles Maggiorotto, Chuck Maggiorotto, Frank Charles Maggiorotto, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1983. Frank had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2015 - January 3, 2022
TOWER WEALTH MANAGERS
May 29, 1991 - October 16, 1991
LEHMAN BROTHERS INC.
February 1, 1990 - February 27, 1991
MERCER ALLIED CORPORATION
April 11, 1988 - January 8, 1990
LEHMAN BROTHERS INC.
February 13, 1985 - April 11, 1988
E. F. HUTTON & COMPANY INC
January 30, 1984 - November 30, 1984
MOSELEY SECURITIES CORPORATION
June 24, 1983 - January 27, 1984
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TOWER WEALTH MANAGERS
CRD#: 144791 / SEC#: 801-68636
Contact information
Red Flags
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