Barry A. Igdaloff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Alan Igdaloff, who also goes by Barry A Igdaloff, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1983. Barry had worked at 3 firms and has passed the Series 66, Series 65, Series 63, Series 15, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2012 - October 4, 2016
ROSE CAPITAL
January 5, 1990 - December 12, 1995
PRUDENTIAL EQUITY GROUP, LLC
May 26, 1983 - January 19, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 1/6/1984
Foreign Currency Options ExaminationCurrent Firm
ROSE CAPITAL
CRD#: 106608 / SEC#: 801-50232
Contact information
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 70,513,696 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
