Joseph S. Codrick

CHAPEL HILL INVESTMENT ANALYSTS

GREENSBURG, PA 15601

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CRD#: 1133513

Professional summary

Joseph Scott Codrick, CFP®, who also goes by Joseph S Codrick, is a registered financial advisor currently at CHAPEL HILL INVESTMENT ANALYSTS INC located in Greensburg, Pennsylvania.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Joseph has worked at 4 firms and has passed the Series 63, Series 7, Series 6, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph S Codrick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CHAPEL HILL INVESTMENT ANALYSTS, RIA, 460 MATHEWS STREET, SUITE 2100, GREENSBURG, PA. 15601, OWNER/REGISTERED ADVISOR, START DATE OF 4/4/2000

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Scott Codrick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

February 20, 2002 - Present

CHAPEL HILL INVESTMENT ANALYSTS INC

Office #1: 460 Mathews Street Suite 2100, Greensburg, PA 15601

RIA

CRD#: 109511

GREENSBURG, PA

Past

September 16, 1986 - July 31, 2008

TRUSTMONT FINANCIAL GROUP, INC.

CRD#: 18312

GREENSBURG, PA

Past

May 25, 1984 - August 26, 1986

EASTMAN BANKS & DOLAN, INC.

CRD#: 10828

Past

June 6, 1983 - June 5, 1984

PRUCO SECURITIES, LLC.

CRD#: 5685

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHAPEL HILL INVESTMENT ANALYSTS INC

CRD#: 109511 / SEC#: 801-57548

RIA

Registered Investment Advisory firm - (6/6/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/20/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/3/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/19/1984

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/30/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 27

Date: 9/23/1987

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/20/1986

General Securities Principal Examination

Current Firm

CHAPEL HILL INVESTMENT ANALYSTS INC

CRD#: 109511 / SEC#: 801-57548

RIA

Registered Investment Advisory firm - (6/6/2000 Approved)

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Contact information

Main Address

126 Mathews Street, Suite 1600, Greensburg, PA 15601-6913

Mailing Address

Phone number

(724) 830-2600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV II ENGLISH (3/14/2025)

Regulatory assets under management

Total Number of Accounts	3,603
AUM (Assets Under Management)	$ 381,356,846

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph S. Codrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Scott Codrick's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUSTMONT FINANCIAL GROUP, INC.

EASTMAN BANKS & DOLAN, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

CHAPEL HILL INVESTMENT ANALYSTS INC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/3/1984

Series 7

Date: 5/19/1984

Series 6

Date: 4/30/1983

Series 27

Date: 9/23/1987

Series 24

Date: 8/20/1986

Current Firm

CHAPEL HILL INVESTMENT ANALYSTS INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHAPEL HILL INVESTMENT ANALYSTS INC

TRUST BUT VERIFY

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