Mark I. Lamendola

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CRD#: 1133485

Professional summary

Mark Isidore Lamendola was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Mark is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Mark had worked at 10 firms, which includes INVESTMENT RESEARCH CORP, WORLD CAPITAL BROKERAGE INC., EQUITY SERVICES INC., NATIONWIDE SECURITIES LLC, 1717 CAPITAL MANAGEMENT COMPANY, METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC., THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, EQUITABLE ADVISORS LLC, PRUCO SECURITIES LLC..

Question & Answer

Are you a "fiduciary"?

Aliases

Mark Isidore Lamenoola

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 6, 2013 - June 21, 2018

INVESTMENT RESEARCH CORP

RIA

CRD#: 108208

Cranberry Township, PA

Past

December 6, 2013 - June 21, 2018

WORLD CAPITAL BROKERAGE, INC.

CRD#: 37

Cranberry Township, PA

Past

March 1, 2010 - December 24, 2013

EQUITY SERVICES, INC.

RIA

CRD#: 265

SEVEN FIELDS, PA

Past

March 12, 2009 - December 24, 2013

EQUITY SERVICES, INC.

CRD#: 265

SEVEN FIELDS, PA

Past

August 1, 2008 - March 6, 2009

NATIONWIDE SECURITIES, LLC

RIA

CRD#: 11173

MARS, PA

Past

August 1, 2008 - March 6, 2009

NATIONWIDE SECURITIES, LLC

CRD#: 11173

MARS, PA

Past

January 24, 2006 - August 1, 2008

1717 CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 4082

SEVEN FIELDS, PA

Past

August 6, 2002 - August 1, 2008

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

SEVEN FIELDS, PA

Past

May 4, 1999 - August 26, 2002

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

May 4, 1999 - August 26, 2002

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

August 26, 1997 - April 15, 1999

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

August 26, 1997 - April 15, 1999

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

May 10, 1983 - August 12, 1997

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/17/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/16/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/21/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/2/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/25/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/2/2006

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 11/4/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

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Contact information

Main Address

1636 North Logan Street, Denver, CO 80203

Mailing Address

Phone number

(303) 626-0634

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IRC BROCHURE (3/6/2025)

IRC WRAP BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 63,421,004

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark I. Lamendola

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WORLD CAPITAL BROKERAGE, INC.

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

NATIONWIDE SECURITIES, LLC

NATIONWIDE SECURITIES, LLC

1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

INVESTMENT RESEARCH CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 2/17/2010

Series 63

Date: 9/16/1983

SIE

Date: 6/21/2018

Series 7

Date: 1/2/2006

Series 6

Date: 4/25/1983

Series 24

Date: 3/2/2006

Series 26

Date: 11/4/1997

Current Firm

INVESTMENT RESEARCH CORP

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT RESEARCH CORP

TRUST BUT VERIFY

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