Marlon S. Weems
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marlon Steven Weems was a registered financial professional .
Marlon is a previously registered financial professional and started their career in finance in 1983. Marlon had worked at 12 firms and has passed the Series 63, Series 65, Series 55, Series 3, Series 7, Series 52, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2011 - June 28, 2012
TELSEY ADVISORY GROUP LLC
December 20, 2006 - June 24, 2011
CASTLEOAK SECURITIES, LP
August 25, 2006 - December 20, 2006
TOUSSAINT CAPITAL PARTNERS, LLC
February 17, 2005 - July 10, 2006
MULTITRADE SECURITIES LLC
September 23, 2004 - January 31, 2005
VFINANCE INVESTMENTS, INC
November 4, 2002 - July 19, 2004
SARATOGA CAPITAL MARKETS
November 5, 2001 - August 15, 2002
SCHNEIDER SECURITIES, INC.
October 12, 2000 - October 5, 2001
BLAYLOCK & COMPANY, INC.
May 23, 1996 - May 24, 2000
WEEMS & COMPANY, INC.
July 21, 1984 - July 1, 1994
STEPHENS
January 19, 1984 - March 8, 1984
PARK, RYAN, INC.
May 26, 1983 - January 9, 1984
TOWNES & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/2/2004
Limited Representative-Equity Trader ExamCurrent Firm
TELSEY ADVISORY GROUP LLC
CRD#: 148234 / SEC#: , 8-67988
Contact information
FINRA licenses (19 States and Territories)
Documents
Red Flags
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