William L. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Lee Turner, who also goes by Jay Jay Turner, William L Turner, William Lee Turner Jr, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2014 - April 7, 2017
ALLSTATE FINANCIAL SERVICES, LLC
August 4, 2006 - December 9, 2011
BIRKELBACH INVESTMENT SECURITIES, INC.
October 29, 2002 - August 8, 2006
BROOKLIGHT PLACE SECURITIES, INC.
October 24, 2000 - November 8, 2002
MONY SECURITIES CORPORATION
April 14, 1997 - September 7, 2000
BROOKLIGHT PLACE SECURITIES, INC.
August 19, 1994 - December 17, 1996
ALLSTATE FINANCIAL SERVICES, LLC
June 16, 1993 - August 16, 1994
IFMG SECURITIES, INC.
January 7, 1993 - January 28, 1993
MORGAN STANLEY DW INC.
July 6, 1987 - November 28, 1992
MUTUAL SERVICE CORPORATION
July 26, 1985 - July 14, 1987
CHANNER FINANCIAL CORPORATION
August 30, 1983 - December 19, 1985
PRUCO SECURITIES, LLC.
June 19, 1983 - March 5, 1986
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
