Jeffrey P. Craig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Phillip Craig Mr., who also goes by Jeff Craig, Jeffrey Phillip Craig, Jeffrey Craig, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1983. Jeffrey had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2015 - January 27, 2016
R.M. DUNCAN SECURITIES, INC.
December 1, 2009 - October 15, 2013
CALTON & ASSOCIATES, INC.
October 3, 2008 - August 26, 2009
WFG INVESTMENTS, INC.
April 27, 2006 - October 2, 2008
KESTRA INVESTMENT SERVICES, LLC
August 20, 1991 - September 14, 2005
STEPHENS
November 13, 1989 - May 14, 1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
March 2, 1988 - November 13, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
August 12, 1987 - September 11, 1987
LANDMARK GOVERNMENT SECURITIES, INC.
May 23, 1985 - December 31, 1987
LANDMARK INVESTMENTS, INC.
July 21, 1983 - November 20, 1983
BRITTENUM & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
R.M. DUNCAN SECURITIES, INC.
CRD#: 14344 / SEC#: , 8-30534
Contact information
FINRA licenses (19 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
