Randall T. Arnaud

GUARDSMAN PRIVATE CAPITAL MANAGEMENT

Sarasota, FL 34239

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CRD#: 1133066

Professional summary

Randall Thomas Arnaud is a registered financial advisor currently at GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC. located in Sarasota, Florida.

Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Randall has worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC.- investment-related; 1221 S. TAMIAMI TRAIL, Sarasota, FL; registered investment adviser; investment adviser representative; December 2020; 100 hrs./mo.; 100 hrs.mo.; investment advisory services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Thomas Arnaud's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2021 - Present

GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC.

Office #1: 1221 S. Tamiami Trail, Sarasota, FL 34239

RIA

CRD#: 172205

Sarasota, FL

Past

August 4, 2006 - August 9, 2021

FINANCIAL SERVICES NETWORK, INC

RIA

CRD#: 109656

SARASOTA, FL

Past

October 2, 1997 - December 31, 2011

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

SARASOTA, FL

Past

December 1, 1994 - October 16, 1997

SAPERSTON FINANCIAL INC.

CRD#: 27863

BUFFALO, NY

Past

October 24, 1991 - December 31, 1994

FINANCIAL INFORMATION CENTERS BROKERAGE, INC.

CRD#: 21119

Past

March 16, 1988 - February 21, 1990

CAL FED INVESTMENTS

CRD#: 19631

SACRAMENTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC.

GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC. | GUARDSMAN PRIVATE CAPITAL MANAGEMENT, LLC

CRD#: 172205 / SEC#: 801-106675

RIA

Registered Investment Advisory firm - (9/29/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/29/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/15/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC.

GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC. | GUARDSMAN PRIVATE CAPITAL MANAGEMENT, LLC

CRD#: 172205 / SEC#: 801-106675

RIA

Registered Investment Advisory firm - (9/29/2015 Approved)

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Contact information

Main Address

1221 S. Tamiami Trail, Sarasota, FL 34239

Mailing Address

Phone number

(941) 349-9200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GUARDSMAN BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	99
AUM (Assets Under Management)	$ 161,605,358

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Randall T. Arnaud

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Thomas Arnaud's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL SERVICES NETWORK, INC

LASALLE ST SECURITIES, L.L.C.

SAPERSTON FINANCIAL INC.

FINANCIAL INFORMATION CENTERS BROKERAGE, INC.

CAL FED INVESTMENTS

Primary Firm SEC Registration

GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/21/1997

Series 7

Date: 6/29/1992

Series 6

Date: 3/15/1988

Current Firm

GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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