Brian F. Ferguson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Francis Ferguson MR., who also goes by Brian Francis Ferguson, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1987. Brian had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2020 - November 18, 2020
SPECTRUM CAPITAL PARTNERS LLC
March 28, 2019 - December 31, 2019
SPECTRUM CAPITAL PARTNERS LLC
September 15, 2017 - December 31, 2018
NOVAPOINT CAPITAL LLC
January 8, 1994 - March 17, 1994
OSAIC WEALTH, INC.
December 17, 1991 - May 12, 1992
LPL FINANCIAL LLC
December 17, 1990 - December 17, 1991
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
July 13, 1987 - December 31, 1990
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
SPECTRUM CAPITAL PARTNERS LLC
CRD#: 299738 / SEC#:
Contact information
Red Flags
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