Michael H. Macadams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Helman Macadams, who also goes by Michael Mac Adams, Mike Macadams, was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1984. Michael had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2012 - December 4, 2019
CENTAURUS FINANCIAL, INC.
September 8, 2009 - January 18, 2013
LPL FINANCIAL LLC
December 5, 2008 - July 17, 2014
MAC ADAMS WEALTH ADVISORS, LLC
January 30, 2006 - February 17, 2009
NORTH AMERICAN WEALTH MANAGEMENT
July 18, 2005 - December 31, 2005
NORTH AMERICAN WEALTH MANAGEMENT
May 15, 2001 - August 26, 2005
MUTUAL SERVICE CORPORATION
May 15, 2001 - September 8, 2009
MUTUAL SERVICE CORPORATION
June 9, 1997 - May 18, 2001
OSAIC WEALTH, INC.
March 7, 1996 - May 17, 2001
1717 CAPITAL MANAGEMENT COMPANY
July 21, 1992 - March 4, 1996
WOODBURY FINANCIAL SERVICES, INC.
September 25, 1990 - June 15, 1992
WALNUT STREET SECURITIES, INC.
August 15, 1984 - March 11, 1989
LOWRY FINANCIAL SERVICES CORPORATION
April 18, 1984 - April 2, 1990
BERKSHIRE EQUITY SALES, INC.
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
