Sally L. Hyman

SEASONS OF ADVICE WEALTH MANAGEMENT

New York, NY 10036

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CRD#: 1132974

Professional summary

Sally Laura Hyman, who also goes by Laura Hyman, S Laura Hyman, Laura Khyutien, is a registered financial advisor currently at SEASONS OF ADVICE WEALTH MANAGEMENT located in New York, New York.

Sally is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Sally has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Laura Hyman | S Laura Hyman | Laura Khyutien

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OTHER BUSINESS ACTIVITIES; VOCAL CD'S; I HAVE NOT YET DETERMINED THE STRUCTURE I WILL BE USING. I WILL UPDATE THIS FORM ONCE I HAVE THAT INFORMATION.; SELLING OF MY VOCAL CDS; I AM THE SINGER IN THESE CDS.; Not investment related; AUGUST 2013; 1-9 HOURS PER MONTH; 0 during trading hours. OTHER BUSINESS ACTIVITIES; PUBLISHING MY FATHER'S BOOK;PUBLISHING MY FATHER'S BOOK;"CONGENITAL ALTERABLE TRANSMISSIBLE ASYMMETRY: THE SPIRITUAL MEANING OF DISEASE AND SCIENCE";POSSIBLE MARKETING OR INTERVIEWS OF THE BOOK; NY 10019; not investment related;FEBRUARY 2015;1-9 hours per month; 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sally Laura Hyman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2020 - Present

SEASONS OF ADVICE WEALTH MANAGEMENT

Office #1: 120 West 45th Street 14th Floor, New York, NY 10036

RIA

CRD#: 310448

New York, NY

Past

February 7, 2017 - November 2, 2020

SEASONS OF ADVICE WEALTH MANAGEMENT, LLC

RIA

CRD#: 285925

NEW YORK, NY

Past

December 11, 2012 - January 9, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

NEW YORK, NY

Past

December 11, 2012 - January 9, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

NEW YORK, NY

Past

October 31, 2002 - December 20, 2012

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

NEW YORK, NY

Past

March 9, 2002 - December 20, 2012

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

June 11, 1996 - March 9, 2002

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

October 7, 1986 - June 28, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 26, 1983 - September 26, 1986

SAN DIEGO SECURITIES INCORPORATED

CRD#: 4136

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEASONS OF ADVICE WEALTH MANAGEMENT

SEASONS OF ADVICE WEALTH MANAGEMENT | SOA WEALTH ADVISORS, LLC

CRD#: 310448 / SEC#: 801-119603

RIA

Registered Investment Advisory firm - (10/20/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/5/2022)

IAR

Texas
(11/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/13/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/27/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/9/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/21/1983

General Securities Representative Examination

Current Firm

SEASONS OF ADVICE WEALTH MANAGEMENT

SEASONS OF ADVICE WEALTH MANAGEMENT | SOA WEALTH ADVISORS, LLC

CRD#: 310448 / SEC#: 801-119603

RIA

Registered Investment Advisory firm - (10/20/2020 Approved)

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Contact information

Main Address

120 West 45th Street, New York, NY 10036

Mailing Address

Phone number

(212) 977-3111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOA WEALTH ADVISORS, LLC (3/28/2025)

SOA WEALTH ADVISORS, LLC WRAP BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,332
AUM (Assets Under Management)	$ 1,061,108,098

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sally L. Hyman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sally Laura Hyman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEASONS OF ADVICE WEALTH MANAGEMENT, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

TUCKER ANTHONY INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

SAN DIEGO SECURITIES INCORPORATED

Primary Firm SEC Registration

SEASONS OF ADVICE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/13/1993

Series 63

Date: 10/27/1986

SIE

Date: 1/9/2017

Series 7

Date: 5/21/1983

Current Firm

SEASONS OF ADVICE WEALTH MANAGEMENT

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEASONS OF ADVICE WEALTH MANAGEMENT

TRUST BUT VERIFY

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