Kevin P. Meyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Peter Meyer, who also goes by Kevin Paul Meyer, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1983. Kevin had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 3 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2000 - December 6, 2000
FREEDOM FINANCIAL, INC.
October 17, 1995 - April 10, 1996
QA3 FINANCIAL CORP.
October 22, 1992 - November 8, 1994
F.J. GARBER & CO.
July 30, 1992 - September 25, 1992
LPL FINANCIAL LLC
July 23, 1990 - June 24, 1992
DAIN RAUSCHER INCORPORATED
June 6, 1983 - June 8, 1990
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/10/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FREEDOM FINANCIAL, INC.
CRD#: 45850 / SEC#: , 8-51211
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
