Delane A. Fullmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Delane A Fullmer, who also goes by Lane Fullmer, was a registered financial professional .
Delane is a previously registered financial professional and started their career in finance in 1983. Delane had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2016 - August 21, 2020
AE WEALTH MANAGEMENT, LLC
October 25, 2011 - July 21, 2016
ALPHASTAR CAPITAL MANAGEMENT
February 19, 2008 - November 1, 2011
VOYA FINANCIAL ADVISORS, INC.
February 5, 2008 - November 1, 2011
VOYA FINANCIAL ADVISORS, INC.
June 1, 2004 - February 11, 2008
SECURIAN FINANCIAL SERVICES, INC.
June 1, 2004 - February 11, 2008
SECURIAN FINANCIAL SERVICES, INC.
January 1, 2001 - June 2, 2004
WS GRIFFITH SECURITIES, INC.
December 15, 1997 - June 2, 2004
WS GRIFFITH SECURITIES, INC.
June 13, 1983 - December 12, 1997
MONY SECURITIES CORPORATION
Primary Firm SEC Registration
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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