Michael A. Dietrich
Professional summary
Michael Allen Dietrich is a registered financial professional currently at R.M. STARK & CO., INC. located in Lake Worth Beach, Florida.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1983. Michael has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Allen Dietrich's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2001 - Present
R.M. STARK & CO., INC.
Office #1: 730 S Federal Hwy, Lake Worth Beach, FL 33460-4955July 28, 1992 - December 11, 2001
PENTAD SECURITIES, INC.
July 19, 1991 - July 28, 1992
DICKINSON & CO.
October 5, 1990 - July 23, 1991
JJC SECURITIES CO., INC.
August 8, 1983 - October 9, 1990
DICKINSON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/11/2001)
(2/12/2002)
(3/8/2002)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
R.M. STARK & CO., INC.
CRD#: 7612 / SEC#: , 8-22543
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
