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MD

Michael Allen Dietrich

R.M. STARK & CO.
LAKE WORTH BEACH, FL
·CRD# 1132917·43 years experience

Professional Summary

Michael Allen Dietrich is a registered financial advisor currently at R.M. STARK & CO., INC. located in Lake Worth Beach, Florida. Michael is registered as a RR (Registered Representative) and started their career in finance in 1983. Michael has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

R.M. STARK & CO., INC.·CRD# 7612
BD
730 S Federal Hwy, Lake Worth Beach, FL 33460-4955
December 11, 2001 - Present
PENTAD SECURITIES, INC.·CRD# 15161
BD
Sun City, AZ
July 28, 1992 - December 11, 2001
DICKINSON & CO.·CRD# 689
BD
Des Moines, IA
July 19, 1991 - July 28, 1992
JJC SECURITIES CO., INC.·CRD# 3144
BD
October 5, 1990 - July 23, 1991
DICKINSON & CO.·CRD# 689
BD
Des Moines, IA
August 8, 1983 - October 9, 1990

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Current Firm

RS
R.M. STARK & CO., INC.

R.M. STARK & CO., INC. | RM STARK & CO INC.

CRD#: 7612 / SEC#: 8-22543
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

730 S Federal Hwy, Lake Worth Beach, FL 33460-4955

Mailing Address

730 S Federal Hwy, Lake Worth Beach, FL 33460-4955

Phone Number

(561) 243-3815

Established

Florida since 09/29/1988

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

FINRA licenses (45 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RMST HOLDING COMPANY, INC.OWNER—
MCTAGUE, ROBIN JAYNECHIEF COMPLIANCE OFFICER1438670
STARK, GARY LESTERCEO433866
STARK, GARY LESTERFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, MUNICIPAL SECURITIES PRINCIPAL, REGISTERED OPTIONS PRINCIPAL433866

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(12/11/2001)
RR
Michigan
(7/9/2026)
RR
Texas
(2/12/2002)
RR
Wisconsin
(3/8/2002)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1987About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Nov 1987About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jul 1983About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 1995About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Oct 1995About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Allen Dietrich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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