Charles L. Quick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles L Quick, who also goes by Charles Lee Quick, Chuck Quick, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1984. Charles had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2022 - December 31, 2022
LINCOLN DOUGLAS INVESTMENTS, LLC
July 17, 2020 - June 30, 2022
LINCOLN DOUGLAS INVESTMENTS, LLC
October 13, 1992 - July 1, 2020
NATIONWIDE SECURITIES, LLC
July 17, 1991 - May 18, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 17, 1991 - May 18, 1992
PRUCO SECURITIES, LLC.
January 5, 1984 - July 14, 1988
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINCOLN DOUGLAS INVESTMENTS, LLC
CRD#: 155578 / SEC#: 801-72438, 8-68728
Contact information
FINRA licenses (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 199 |
| AUM (Assets Under Management) | $ 97,644,384 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
