Rhonda Mahtani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rhonda Mahtani, who also goes by Rhonda Marie Mahtani, Rhonda Marie Welch, was a registered financial professional .
Rhonda is a previously registered financial professional and started their career in finance in 2004. Rhonda had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2014 - June 1, 2016
ISC ADVISORS, INC.
July 14, 2014 - June 1, 2016
INSTITUTIONAL SECURITIES CORPORATION
March 24, 2014 - August 7, 2014
ADIRONDACK TRADING GROUP LLC
December 16, 2013 - August 7, 2014
RIDGEWAY CONGER ADVISORY SERVICES
December 16, 2013 - August 7, 2014
RIDGEWAY & CONGER, INC.
April 25, 2011 - December 17, 2013
FIRST BROKERAGE AMERICA, L.L.C.
July 7, 2010 - December 17, 2013
FIRST BROKERAGE AMERICA, L.L.C.
September 10, 2007 - June 25, 2010
U.S. BANCORP INVESTMENTS, INC.
September 5, 2007 - June 25, 2010
U.S. BANCORP INVESTMENTS, INC.
January 1, 2005 - October 21, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
November 10, 2004 - October 21, 2005
IDS LIFE INSURANCE COMPANY
November 10, 2004 - October 21, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
ISC ADVISORS, INC.
CRD#: 166586 / SEC#: 801-77727
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ISC ADVISORS, INC.
CRD#: 166586 / SEC#: 801-77727
Contact information
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,989 |
| AUM (Assets Under Management) | $ 1,539,119,817 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
