Don L. Ferwerda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Don Leon Ferwerda was a registered financial professional .
Don is a previously registered financial professional and started their career in finance in 1983. Don had worked at 4 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 1997 - June 16, 1999
PENSION PLANNERS SECURITIES, INC.
December 12, 1994 - September 11, 1996
TRANSAMERICA FINANCIAL ADVISORS, INC.
July 18, 1984 - December 21, 1992
NORTH AMERICAN MANAGEMENT, INC.
June 21, 1983 - December 13, 1983
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PENSION PLANNERS SECURITIES, INC.
CRD#: 14068 / SEC#: , 8-30212
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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