Douglas J. Engmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Joe Engmann was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1992. Douglas had worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2014 - October 4, 2024
SAGETRADER, LLC
December 9, 2009 - February 15, 2013
SAGETRADER, LLC
April 29, 2009 - March 5, 2010
VTRADER PRO, LLC
August 8, 2005 - July 15, 2008
NEWEDGE USA, LLC
June 27, 2005 - January 3, 2007
FIMAT PREFERRED LLC
April 5, 2004 - July 1, 2005
PREFERREDTRADE, INC.
March 14, 2000 - April 14, 2004
UBS CLEARING SERVICES CORPORATION
March 9, 1999 - April 14, 2004
ABN AMRO INCORPORATED
October 5, 1992 - May 5, 1998
PREFERREDTRADE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SAGETRADER, LLC
CRD#: 137862 / SEC#: , 8-67169
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 16 |
Red Flags
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