Margaret M. Quinn

PARADIGM WEALTH MANAGEMENT

CHICAGO, IL 60601

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CRD#: 1132828

Professional summary

Margaret Mary Quinn, CFP®, who also goes by Peg Quinn, is a registered financial advisor currently at PARADIGM WEALTH MANAGEMENT, LLC located in Chicago, Illinois.

Margaret is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Margaret has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peg Quinn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Margaret Mary Quinn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

December 12, 2014 - Present

PARADIGM WEALTH MANAGEMENT, LLC

Office #1: 200 E Randolph Suite 5100, Chicago, IL 60601

RIA

CRD#: 148662

CHICAGO, IL

Past

March 27, 2002 - June 20, 2011

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

CHICAGO, IL

Past

March 11, 2002 - June 20, 2011

CHARLES SCHWAB & CO., INC.

CRD#: 5393

CHICAGO, IL

Past

January 29, 1996 - September 14, 2001

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

January 28, 1995 - April 4, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

June 1, 1983 - January 28, 1995

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARADIGM WEALTH MANAGEMENT, LLC

CRD#: 148662 / SEC#: 801-69719

RIA

Registered Investment Advisory firm - (11/18/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(12/12/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/24/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/5/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/21/1983

General Securities Representative Examination

Current Firm

PARADIGM WEALTH MANAGEMENT, LLC

CRD#: 148662 / SEC#: 801-69719

RIA

Registered Investment Advisory firm - (11/18/2008 Approved)

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Contact information

Main Address

159 Crocker Park Blvd Suite 100, Westlake, OH 44145-8147

Mailing Address

Phone number

(440) 892-5900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A PARADIGM WEALTH MANAGEMENT LLC (3/6/2025)

Regulatory assets under management

Total Number of Accounts	298
AUM (Assets Under Management)	$ 475,628,112

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Margaret M. Quinn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Margaret Mary Quinn's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

UBS FINANCIAL SERVICES INC.

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

PARADIGM WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/24/1998

Series 63

Date: 6/5/1986

Series 7

Date: 5/21/1983

Current Firm

PARADIGM WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARADIGM WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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