Jason L. Myers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Lee Myers was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1983. Jason had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2009 - May 15, 2013
BRADESCO SECURITIES, INC.
September 10, 2004 - February 17, 2009
CITIGROUP GLOBAL MARKETS INC.
April 30, 2001 - September 20, 2004
ING FINANCIAL MARKETS LLC
February 28, 2000 - April 30, 2001
ABN AMRO SECURITIES LLC
March 18, 1998 - January 27, 2000
BNP PARIBAS SECURITIES CORP.
September 3, 1996 - March 10, 1998
ING BARING (U.S.) SECURITIES, INC.
July 15, 1991 - August 26, 1996
NOMURA SECURITIES INTERNATIONAL, INC.
February 2, 1990 - January 23, 1991
COWEN AND COMPANY
September 26, 1988 - October 5, 1989
BARCLAYS DE ZOETE WEDD INCORPORATED
October 3, 1985 - April 5, 1988
CITICORP SCRIMGEOUR VICKERS INTERNATIONAL, INC.
February 1, 1984 - September 3, 1985
NASH, WEISS & CO.
May 25, 1983 - January 31, 1986
CARR SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRADESCO SECURITIES, INC.
CRD#: 104347 / SEC#: , 8-52806
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO BRADESCO S.A. | SOLE SHAREHOLDER OF APPLICANT'S COMMON STOCK | |
| BEHAR, ISABELA MARTA | CHIEF COMPLIANCE OFFICER | 2940509 |
| BOETGER, BRUNO D'AVILA MELO | CHAIRMAN OF THE BOARD OF DIRECTORS | 2505487 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| MARQUES, RUI MIGUEL ALEIXO | VICE-CHAIRMAN OF THE BOARD OF DIRECTORS | 7304773 |
| PORTNOFF, DAVID ROSS | FINANCIAL AND OPERATIONS PRINCIPAL / PRINCIPAL FINANCIAL OFFICER | 2977967 |
| REITZFELD, FERNANDO RAIZ | CHIEF EXECUTIVE OFFICER / MEMBER OF THE BOARD OF DIRECTORS | 7514819 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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