Gary L. Roden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Luther Roden was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1983. Gary had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2017 - December 31, 2020
RODEN ADVISORY SERVICES, INC.
November 22, 2006 - August 13, 2007
AMERITAS INVESTMENT COMPANY, LLC
November 10, 2006 - August 13, 2007
AMERITAS INVESTMENT COMPANY, LLC
May 10, 2004 - October 19, 2004
CALTON & ASSOCIATES, INC.
May 6, 1999 - August 28, 2002
SECURITIES SERVICE NETWORK, LLC
February 3, 1995 - May 6, 1999
SECURITIES AMERICA, INC.
February 2, 1994 - February 13, 1995
JMC INVESTMENT SERVICES, INC.
September 16, 1991 - February 18, 1994
DETWILER FENTON WEALTH MANAGEMENT INC
May 6, 1991 - April 10, 1992
SECURITIES AMERICA, INC.
March 20, 1991 - May 14, 1991
INVESTACORP, INC.
August 15, 1990 - April 22, 1991
SHEEN FINANCIAL RESOURCES, INC.
January 19, 1990 - August 23, 1990
SECURITIES AMERICA, INC.
November 20, 1989 - December 8, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 19, 1989 - January 30, 1990
OSAIC WEALTH, INC.
October 23, 1986 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
July 11, 1986 - November 4, 1986
AMERICAN EXPRESS FINANCIAL ADVISORS JAPAN, INC.
May 25, 1983 - October 31, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
May 25, 1983 - November 4, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RODEN ADVISORY SERVICES, INC.
CRD#: 286440 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
