Arnold J. Feldman
Professional summary
Arnold J Feldman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Arnold is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Arnold had worked at 4 firms, which includes PRIME CAPITAL SERVICES INC., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC., PRUCO SECURITIES LLC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 1998 - December 7, 1999
PRIME CAPITAL SERVICES, INC.
November 21, 1994 - January 2, 1997
METROPOLITAN LIFE INSURANCE COMPANY
November 21, 1994 - January 2, 1997
MSI FINANCIAL SERVICES, INC.
September 3, 1985 - October 21, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
PRIME CAPITAL SERVICES, INC.
CRD#: 18334 / SEC#: , 8-36492
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Arbitration | 6 |
Red Flags
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