David M. Glickman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Michael Glickman was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1984. David had worked at 3 firms and has passed the Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 1997 - December 7, 2022
AMBASSADOR CAPITAL MANAGEMENT, INC.
December 4, 1992 - May 3, 1994
DOLPHIN ADVISORY CORPORATION
February 9, 1984 - March 16, 1994
HEITMAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AMBASSADOR CAPITAL MANAGEMENT, INC.
CRD#: 124116 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 9,000,000 |
Red Flags
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