JG

John P. Gaudin

ARGENTA WEALTH MANAGEMENT
NORTH LITTLE ROCK, AR 72114
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CRD#: 1132264
JG

Professional summary


John Perry Gaudin is a registered financial advisor currently at ARGENTA WEALTH MANAGEMENT located in North Little Rock, Arkansas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. John has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view John Perry Gaudin's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 4, 1998 - Present

ARGENTA WEALTH MANAGEMENT

Office #1: 301 Main Street, Suite 202, North Little Rock, AR 72114
RIA
CRD#: 110884
NORTH LITTLE ROCK, AR
Past

February 4, 1998 - April 3, 2003

ARGENTA WEALTH MANAGEMENT

RIA
CRD#: 110884
LITTLE ROCK, AR
Past

February 26, 1996 - April 1, 1998

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE
Past

February 10, 1995 - February 26, 1996

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE
Past

December 5, 1990 - August 29, 1995

FIRST AFFILIATED SECURITIES

BD
CRD#: 23737
LA JOLLA, CA
Past

August 4, 1988 - December 11, 1990

ANGLO-AMERICAN INVESTOR SERVICES CORP.

BD
CRD#: 14278
CHARLOTTESVILLE, VA
Past

August 20, 1984 - April 21, 1987

DELTA FINANCIAL INVESTMENT CORPORATION

BD
CRD#: 14391
Past

June 6, 1983 - November 20, 1983

BRITTENUM & ASSOCIATES, INC.

BD
CRD#: 7179

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arkansas
(2/4/1998)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


AW
ARGENTA WEALTH MANAGEMENT
ALPHA ART PUBLISHING, INC. | SILVER CITY, LLC | MAPLE HOLDINGS, LLC | GAUDIN AND ASSOCIATES, INC. | ARGENTA WEALTH MANAGEMENT | ARGENTA PLACE, LLC

CRD#: 110884 / SEC#: 801-63552

RIA
Registered Investment Advisory firm - (6/29/2012 Terminated)
Arkansas
Registered Investment Advisory firm - (6/11/2012 Approved)
Louisiana
Registered Investment Advisory firm - (4/1/2022 Terminated)
Texas
Registered Investment Advisory firm - (5/12/2012 Conditional Restricted)
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Contact information


Main Address
413b Main Street, North Little Rock, AR 72114
Mailing Address
Phone number
(501) 225-5600
Established
Firm type
Fiscal year end
# of Employees
3

Regulatory assets under management


Total Number of Accounts178
AUM (Assets Under Management)$ 93,030,047

Red Flags


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Company Information


ARGENTA WEALTH MANAGEMENT

CRD#: 110884North Little Rock, AR 72114

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