Donald A. Wiley
Professional summary
Donald Andrew Wiley is a registered financial professional currently at SECURITY DISTRIBUTORS located in Topeka, Kansas.
Donald is registered as a RR (Registered Representative) and started their career in finance in 1983. Donald has worked at 7 firms and has passed the Series 63, SIE, Series 6, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donald Andrew Wiley's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2011 - Present
SECURITY DISTRIBUTORS
Office #1: One Security Benefit Place, Topeka, KS 66636-0001January 23, 2007 - October 31, 2008
EQUITABLE ADVISORS, LLC
June 13, 2002 - August 21, 2003
EQUITABLE ADVISORS, LLC
January 23, 2001 - March 1, 2002
EQUITABLE DISTRIBUTORS, LLC
January 8, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 8, 1998 - December 31, 2000
EQUITABLE ADVISORS, LLC
December 14, 1995 - December 23, 1997
EQUITABLE DISTRIBUTORS, LLC
July 25, 1995 - November 14, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 25, 1995 - November 14, 1997
EQUITABLE ADVISORS, LLC
November 22, 1989 - February 26, 1992
EQUITABLE ADVISORS, LLC
November 14, 1989 - February 26, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 1, 1989 - September 27, 1989
REICH & CO., INC.
March 16, 1987 - February 26, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 16, 1987 - February 26, 1992
EQUITABLE ADVISORS, LLC
April 7, 1986 - March 6, 1987
KIDDER, PEABODY & CO. INCORPORATED
May 25, 1983 - April 22, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/16/2015)
(1/29/2015)
Exams
FINRA
Current Firm
SECURITY DISTRIBUTORS
CRD#: 3336 / SEC#: , 8-10781
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITY BENEFIT LIFE INSURANCE COMPANY | MEMBER | |
| AULETA, KURT EUGENE | SENIOR VICE PRESIDENT, SALES MANAGER WEST | 2463399 |
| BISHOP, COLIN WILLIAM | CFO, TREASURER & FINOP | 7787724 |
| BYRNES, DAVID GERARD | PRESIDENT & HEAD OF DISTRIBUTION | 1318905 |
| CARR, MARK JOSEPH | ASSISTANT VICE PRESIDENT | 2833346 |
| GARHART, GREGORY CHRISTOPHER | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & AML COMPLIANCE OFFICER | 5118892 |
| HILL, CARMEN RENEE | VICE PRESIDENT & ASSISTANT SECRETARY | 2646887 |
| JACQUINOT, JUSTIN ABER | SENIOR VICE PRESIDENT, DIRECT RELATIONSHIPS | 4437252 |
| KILEY, JAMES J | SENIOR VICE PRESIDENT, EDUCATION MARKET & AFFILIATES | 1278905 |
| LACEY, SUSAN JANELLE | ASSISTANT TREASURER | 4930469 |
| MAGHINI, MICHAEL THOMAS | SENIOR VICE PRESIDENT, NATIONAL ACCOUNTS | 1239692 |
| REIDY, MICHAEL KEVIN | SENIOR VICE PRESIDENT | 1323936 |
| ROCHA, MATTHEW VINCENT | SENIOR VICE PRESIDENT, SALES MANAGER EAST | 5207062 |
| TALLEN, AARON MARSHAL | SECOND VICE PRESIDENT, HEAD OF DISTRIBUTION OPERATIONS & 401K DEFINED CONTRIBUTIONS | 4455856 |
| WILEY, DONALD ANDREW | VICE PRESIDENT | 1132196 |
| YOUNG, LISA MICHELLE | ASSISTANT TREASURER | 2596425 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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