CS
Craig A. Sorenson
ELE ADVISORY SERVICES,
Centennial, CO 80112
Some features on this profile are disabled
CRD#: 1132166
CS
Professional summary
Craig Arnold Sorenson, who also goes by Craig Arnold Sorenson, is a registered financial advisor currently at ELE ADVISORY SERVICES, INC located in Centennial, Colorado and ELE WEALTH SOLUTIONS, INC. located in Centennial, Colorado.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Craig has worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Craig Arnold Sorenson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Financial Wealth Solutions Inc: 12200 E Briarwood Ave. Suite 165 Centennial CO 80112 - market and support growth and development of financial services business - Agent- Start Date: 1/2017 - (10 Hrs/Mth) 2) Financial Advisor/Agent, 1st Consumer Insurance Agency Inc. 1220 Briarwood Ave. Ste. 165, Centennial, CO 80112. Insurance Sales. 07/2009 (40 Hrs/Mth). 3) Investment Advisor Representative, ELE Advisory Services, Inc. 18700 W 10 Mile Rd, Ste.100 Southfield, MI 48075. Provides financial advice. 02/2020 (40 Hrs/Mth).
CRS (Client Relationship Summary) - RIA
Click below to view Craig Arnold Sorenson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 25, 2020 - Present
ELE ADVISORY SERVICES, INC
Office #1: 12200 E Briarwood Ave. Suite 165, Centennial, CO 80112RIA
CRD#: 148228
Centennial, CO
Current
February 25, 2020 - Present
ELE WEALTH SOLUTIONS, INC.
Office #1: 12200 E Briar Wood Ave Suite 165, Centennial, CO 80112BD
CRD#: 38931
Centennial, CO
Past
January 30, 2020 - February 24, 2020
IP FINANCIAL ADVISORY SERVICES LLC
RIA
CRD#: 305772
Centennial, CO
Past
May 18, 2016 - February 25, 2020
INNOVATION PARTNERS LLC
BD
CRD#: 146344
Centennial, CO
Past
April 27, 2016 - February 25, 2020
INNOVATION PARTNERS LLC
RIA
CRD#: 146344
Centennial, CO
Past
January 14, 2014 - August 14, 2014
REGULUS FINANCIAL GROUP, LLC
BD
CRD#: 150631
Greenwood Village, CO
Past
January 10, 2014 - January 25, 2016
1ST CONSUMER ADVISORY GROUP LLC
RIA
CRD#: 169633
GREENWOOD VILLAGE, CO
Past
March 6, 2013 - January 10, 2014
SOUTHEAST INVESTMENTS, N.C., INC.
RIA
CRD#: 43035
GREENWOOD VILLAGE, CO
Past
February 19, 2013 - January 10, 2014
SOUTHEAST INVESTMENTS, N.C., INC.
BD
CRD#: 43035
CHARLOTTE, NC
Past
April 27, 2012 - December 31, 2012
AUSDAL FINANCIAL PARTNERS, INC.
RIA
CRD#: 7995
GREENWOOD VILLAGE, CO
Past
April 16, 2012 - December 31, 2012
AUSDAL FINANCIAL PARTNERS, INC.
BD
CRD#: 7995
GREENWOOD VILLAGE, CO
Past
April 15, 2011 - April 18, 2012
COLORADO FINANCIAL SERVICE CORPORATION
BD
CRD#: 104343
GREENWOOD VILLAGE, CO
Past
March 17, 2009 - October 28, 2010
QA3 FINANCIAL LLC
RIA
CRD#: 104957
ENGLEWOOD, CO
Past
March 16, 2009 - October 28, 2010
QA3 FINANCIAL CORP.
BD
CRD#: 14754
ENGLEWOOD, CO
Past
July 7, 2008 - March 26, 2009
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
CENTENNIAL, CO
Past
March 16, 2007 - March 26, 2009
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
CENTENNIAL, CO
Past
June 18, 2004 - March 22, 2007
FIRST FOUNDERS SECURITIES, INC.
BD
CRD#: 128624
CENTENNIAL, CO
Past
September 10, 2002 - June 18, 2004
STONEX SECURITIES INC.
BD
CRD#: 18456
BIRMINGHAM, AL
Past
April 26, 2002 - September 24, 2002
CAPWEST SECURITIES, INC.
BD
CRD#: 30002
GREELEY, CO
Past
February 22, 2002 - May 6, 2002
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
October 12, 1995 - February 19, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
November 8, 1993 - October 10, 1995
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Past
September 23, 1983 - December 2, 1991
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
ELE ADVISORY SERVICES, INC
ELE ADVISORY SERVICES, INC | ELE ADVISORY SERVICES, LLC
CRD#: 148228 / SEC#: 801-117442
RIA
Registered Investment Advisory firm - (2/10/2020 Approved)Alabama
Registered Investment Advisory firm - (2/21/2020 Terminated)California
Registered Investment Advisory firm - (3/22/2020 Terminated)Florida
Registered Investment Advisory firm - (2/21/2020 Terminated)Georgia
Registered Investment Advisory firm - (2/27/2020 Terminated)Louisiana
Registered Investment Advisory firm - (3/2/2020 Terminated)Michigan
Registered Investment Advisory firm - (2/24/2020 Terminated)Mississippi
Registered Investment Advisory firm - (2/21/2020 Terminated)Tennessee
Registered Investment Advisory firm - (2/26/2020 Terminated)Texas
Registered Investment Advisory firm - (2/21/2020 Terminated)Utah
Registered Investment Advisory firm - (2/24/2020 Terminated)Virginia
Registered Investment Advisory firm - (2/21/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(1/2/2024)
RR
Arizona(2/25/2020)
IAR
Arizona(2/27/2020)
RR
California(2/25/2020)
IAR
California(4/21/2022)
RR
Colorado(2/25/2020)
IAR
Colorado(2/25/2020)
RR
Connecticut(2/25/2020)
IAR
Connecticut(2/13/2025)
IAR
Florida(4/9/2025)
RR
Illinois(3/11/2020)
IAR
Iowa(2/13/2025)
IAR
Minnesota(2/25/2020)
RR
Nebraska(8/22/2022)
IAR
North Carolina(11/24/2021)
IAR
North Dakota(3/2/2020)
RR
Oklahoma(11/22/2021)
IAR
Oklahoma(11/22/2021)
RR
South Carolina(2/23/2022)
RR
South Dakota(4/2/2020)
IAR
Texas(11/20/2024)
RR
Washington(2/26/2021)
IAR
Washington(3/4/2021)
IAR
Wisconsin(2/17/2025)
IAR
Wyoming(3/22/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EA
ELE ADVISORY SERVICES, INC
ELE ADVISORY SERVICES, INC | ELE ADVISORY SERVICES, LLC
CRD#: 148228 / SEC#: 801-117442
RIA
Registered Investment Advisory firm - (2/10/2020 Approved)Alabama
Registered Investment Advisory firm - (2/21/2020 Terminated)California
Registered Investment Advisory firm - (3/22/2020 Terminated)Florida
Registered Investment Advisory firm - (2/21/2020 Terminated)Georgia
Registered Investment Advisory firm - (2/27/2020 Terminated)Louisiana
Registered Investment Advisory firm - (3/2/2020 Terminated)Michigan
Registered Investment Advisory firm - (2/24/2020 Terminated)Mississippi
Registered Investment Advisory firm - (2/21/2020 Terminated)Tennessee
Registered Investment Advisory firm - (2/26/2020 Terminated)Texas
Registered Investment Advisory firm - (2/21/2020 Terminated)Utah
Registered Investment Advisory firm - (2/24/2020 Terminated)Virginia
Registered Investment Advisory firm - (2/21/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
18700 W. 10 Mile Road Suite 100, Southfield, MI 48075
Mailing Address
Phone number
(248) 356-6555
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,401 |
| AUM (Assets Under Management) | $ 125,500,125 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
