Monte M. Korn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Monte Marvin Korn was a registered financial professional .
Monte is a previously registered financial professional and started their career in finance in 1983. Monte had worked at 7 firms and has passed the Series 63, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 1993 - February 23, 2006
BENTLEY-LAWRENCE SECURITIES, INC.
December 23, 1992 - November 1, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
January 22, 1990 - December 23, 1992
USA FINANCIAL GROUP, INC.
October 16, 1989 - November 11, 1989
HAMILTON INVESTMENTS, INC.
December 27, 1985 - October 31, 1989
KORN, WOMACK, STERN AND ASSOCIATES, INC.
October 8, 1985 - January 9, 1986
O. R. SECURITIES, INC.
September 13, 1983 - October 8, 1985
WZW FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BENTLEY-LAWRENCE SECURITIES, INC.
CRD#: 13174 / SEC#: , 8-28967
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
Red Flags
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