James A. Von Kreuter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Alan Von Kreuter, who also goes by James Alan Vonkreuter, James Vonkreuter, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1984. James had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2013 - October 1, 2013
GREAT PACIFIC SECURITIES
May 14, 2010 - May 6, 2013
AON SECURITIES LLC
May 15, 2008 - October 27, 2009
HEADWATERS BD, LLC
October 3, 2006 - December 4, 2007
WOODBRIDGE FINANCIAL GROUP, LLC
July 14, 2006 - April 29, 2008
HS & CO., INC.
April 25, 2005 - April 27, 2006
KIPP REESE KOLDYKE SECURITIES LLC
March 12, 2002 - August 5, 2004
MESIROW FINANCIAL, INC.
November 23, 1999 - March 25, 2002
HARRIS NESBITT CORP.
January 24, 1997 - May 4, 1998
LASALLE FINANCIAL SERVICES, INC.
March 22, 1984 - June 27, 1986
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREAT PACIFIC SECURITIES
CRD#: 29251 / SEC#: , 8-44398
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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