Alan J. Justin
Professional summary
Alan John Justin JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alan is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Alan had worked at 6 firms, which includes LANDMARK INVESTMENT GROUP INC, NATIONAL PLANNING CORPORATION, CETERA WEALTH SERVICES LLC, RAYMOND JAMES FINANCIAL SERVICES INC., HIMCO DISTRIBUTION SERVICES COMPANY, TOWER SQUARE SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2002 - September 23, 2003
LANDMARK INVESTMENT GROUP, INC
May 14, 1999 - January 11, 2002
NATIONAL PLANNING CORPORATION
September 2, 1994 - May 14, 1999
CETERA WEALTH SERVICES, LLC
April 20, 1994 - August 26, 1994
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 29, 1993 - April 27, 1994
HIMCO DISTRIBUTION SERVICES COMPANY
July 18, 1991 - September 14, 1993
TOWER SQUARE SECURITIES, INC.
August 29, 1983 - February 17, 1990
HIMCO DISTRIBUTION SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LANDMARK INVESTMENT GROUP, INC
CRD#: 44602 / SEC#: , 8-50746
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUMMIT CAPITAL HOLDINGS | OWNER | |
| MORROW, MARK DARREN | PRINCIPAL/CEO/CCO | 1708880 |
Disclosures
| Regulatory Event | 2 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
