Samuel G. Simmons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Guerry Simmons SR, who also goes by Samuel Guerry Simmons, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1983. Samuel had worked at 6 firms and has passed the Series 63, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2013 - May 9, 2018
PROTOCOL INVESTMENT MANAGEMENT, LLC
March 1, 2004 - January 2, 2013
BARKSDALE INVESTMENT MANAGEMENT
December 19, 1996 - April 1, 1999
SECURITIES SERVICE NETWORK, LLC
March 8, 1994 - December 6, 1996
GLOBALCOMM SECURITIES, INC.
September 14, 1987 - December 20, 1993
HERMITAGE CAPITAL CORPORATION
June 17, 1983 - October 5, 1987
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
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Exams
Current Firm
PROTOCOL INVESTMENT MANAGEMENT, LLC
CRD#: 167250 / SEC#:
Contact information
Red Flags
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