William G. Glenn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Gregory Glenn was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 4 firms and has passed the Series 63, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 1987 - May 13, 1988
DIMENSION DISCOUNT BROKERAGE, INC.
December 21, 1984 - March 23, 1987
SCOTTRADE, INC.
March 22, 1984 - October 31, 1984
NEWHARD, COOK & CO. INCORPORATED
May 10, 1983 - April 30, 1984
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DIMENSION DISCOUNT BROKERAGE, INC.
CRD#: 19248 / SEC#: , 8-37336
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
